Key Tenets

[Venn diagram in the upper right hand corner]

The Fund’s managers consider the following guiding principles to be sacrosanct in our investment evaluation process:

Circle of Competence

We remain within our circle of competence by…

  • …only investing in businesses in which we understand the core economics
  • …being disciplined about what we do and do not know, while working to prudently expand our circle
  • …only “competing” when we feel we have a competitive advantage in an investment
  • … always examining the psychological factors at work in investing to avoid fooling ourselves
  • …challenging each other

Business

We invest in good businesses that are understandable and predictable.  In our estimation these businesses are characterized by the following:

  • High barriers to entry (“moats”) that produce sustainable competitive advantages
  • Attractive, outsized returns on capitals
  • Strong “real owner-earnings,” which we define as free cash flow generated after all interest payments, taxes, working capital requirements, and maintenance capital expenditures
  • Conservative balance sheets and approaches to accounting

We assess these characteristics for each of our potential investments through fundamental, bottoms-up analysis.  As part of the process and in addition to our analysis of these companies’ financials, we spend significant time talking with suppliers, competitors, customers and management to produce a full and well-rounded picture of each business.  Only with this level of in-depth research do we feel comfortable producing a competent assessment of any company’s intrinsic value.

People

We carefully evaluate management team to ensure each business has trustworthy, capable managers who think and act like owners – and who demonstrate this commitment by investing a substantial portion of their own net worth in the company.  For us, this “owner” mindset means these managers are focused on…

  • …maximizing long-term shareholder returns rather than being preoccupied with tangential issues like today’s stock price, next quarter‘s earnings, public relations, market share, revenue growth, etc.
  • …efficiently and profitably allocating capital and marginal free cash flow among available alternatives (dividends, stock buybacks, or expansion).
  • …providing shareholders with transparent financial statements based on straightforward, easily understood accounting.

Price

We only buy the security of a company if it is trading at a large discount to a conservative appraisal of its intrinsic value.  This “margin of safety” serves to prevent permanent capital loss when we make a mistake and may provide outsized returns when we are correct.

We generate our conservative appraisal of each company’s intrinsic value through the following process:

  • Adjust stated financial results for all “real” costs, including maintenance capital expenditures, interest, stock options, off-balance sheet, and pension liabilities
  • Account properly for non-cash charges like depreciation and amortization
  • Project real owner-earnings into the future and discount them to the present using a rational hurdle rate